Professional & Financial Services Risk Management

Focus on serving your clients and leave the insurance to us.

As risk management consultants, we can sympathize with concerns about professional liability. As a large insurance broker, we completely understand the highly regulated nature of financial services.

Combined with our team’s extensive experience in managing the insurance program for various financial services companies, we have an intimate knowledge of the risks you face. Fortunately, we can help you apply all the best practices of professional and financial risk management services to your own business just as we do to ours and our many financial services clients.

As a result, you can serve your clients with greater confidence, knowing that all your exposures are under control. Isn’t it nice to be the one being served?

Specific Areas of Professional & Financial Services Expertise

  • Executive Liability and Management Liability
  • Comprehensive Claims Management and Safety Programs
  • Professional Liability/Errors and Omissions (E&O)
  • Cyber Liability
  • Reps & Warranty Coverage
  • Mortgage Protection
  • Bonds
  • Kidnap & Ransom

Highlighted Professional & Financial Services Experience


As part of our consultative review, we identified a number of serious coverage issues on a Financial Institutions Umbrella Liability Policy. We worked to assist the client in immediately amending the Umbrella Policy to provide follow form coverage, thereby avoiding an uninsured loss. Also, one of our financial services companies was concerned with the Regulatory Coverage provided under their D&O and E&O Policy provided by a large international broker. We reviewed the policies and determined the proper coverage was not in place. We were awarded the business and immediately fixed this coverage issue at no additional cost to the customer.

Practice Leader

Terrence J. Tracy

Executive Partner, National Commercial Practice Leader

37 years of experience in financial services

Masters in Tax Law, Villanova University